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Inspection Decision Scenarios Regulatory Impact Decisions

FDA Inspection Decision Scenario

Who Authorized the Specification Change?

21 CFR 211.160ICH Q6A

What FDA investigators are actually asking

FDA Investigator Question

"Who made the determination that this specification change was scientifically justified and regulatorily acceptable?"

Inspector's Line of Inquiry

When investigators ask this question, they typically follow with:

  • Who evaluated the scientific basis for this specification change before it was authorized?
  • What ICH Q6A criteria were applied to the specification determination?
  • What historical data was reviewed before the new specification was accepted?
  • What would have required a regulatory submission before implementation?
  • When was the specification change formally authorized, and who is named as the decision owner?

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The authorization gap this scenario reveals

The investigator is reviewing a specification change. The change is documented and implemented. The investigator asks who made the formal authorization decision — not who signed the change control.

Authorization Gap

The specification change record documents approvals and implementation. It does not document who evaluated the scientific and regulatory basis and made the formal authorization that the new specification was acceptable. This is the authorization gap: the decision was made, but it was never documented as an authorization event — with a named decision owner, the evidence reviewed, the regulatory standard applied, and a timestamped record of when the authorization occurred.

What evidence the investigator expects

Organizations operating with authorization infrastructure produce this record at the moment the decision is made.

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These gaps are not documentation failures. They are authorization failures. The Authorization Assessment maps exactly where your decision trail is missing these elements.

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Authorization Assessment

Which of your decisions
have an authorization gap?

The Authorization Assessment identifies where your compliance decisions are undocumented as authorization events — the exact gap inspectors expose in scenarios like this one.

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Inspection Case Files document the authorization gap in detail — showing exactly what a Decision Defense Record resolves and what inspectors expect to see.

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