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Inspection Decision Scenarios Product Disposition Decisions

FDA Inspection Decision Scenario

Who Authorized the Retest Period Extension?

21 CFR 211.137ICH Q1A(R2)

What FDA investigators are actually asking

FDA Investigator Question

"Who made the determination that the stability data supported extending the retest period, and what was the regulatory basis?"

Inspector's Line of Inquiry

When investigators ask this question, they typically follow with:

  • Who reviewed the stability trending data before the extension was authorized?
  • What ICH Q1A extrapolation criteria were applied to the extension determination?
  • What degradation trends were evaluated before the conclusion was made?
  • What data would have prevented the extension from being granted?
  • When was the retest extension formally authorized, and who is named as the decision owner?

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The authorization gap this scenario reveals

The investigator is reviewing API or excipient records. A retest period extension was granted. The investigator asks who made the authorization decision.

Authorization Gap

The retest extension record documents stability data that supported the decision. It does not document who evaluated that data and made the formal authorization that the extension was scientifically and regulatorily justified. This is the authorization gap: the decision was made, but it was never documented as an authorization event — with a named decision owner, the evidence reviewed, the regulatory standard applied, and a timestamped record of when the authorization occurred.

What evidence the investigator expects

Organizations operating with authorization infrastructure produce this record at the moment the decision is made.

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These gaps are not documentation failures. They are authorization failures. The Authorization Assessment maps exactly where your decision trail is missing these elements.

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Authorization Assessment

Which of your decisions
have an authorization gap?

The Authorization Assessment identifies where your compliance decisions are undocumented as authorization events — the exact gap inspectors expose in scenarios like this one.

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Inspection Case Files document the authorization gap in detail — showing exactly what a Decision Defense Record resolves and what inspectors expect to see.

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